Peter Botero

Chief Compliance Officer

Peter Botero has dedicated two decades of his career to financial regulation and compliance. This tenure has allowed Mr. Botero to step into a wide array of international financial services companies. He joined Boreal Capital Securities, LLC and Boreal Capital Management LLC (Jointly “Boreal”) in March of 2023.

Mr. Botero worked for various financial industry organizations throughout his career, including Merrill Lynch, Citibank International Private Bank, State Trust Investments Inc., Credicorp Capital Securities Inc., Miura Investment Advisors, Inc. and Miura Capital LLC, Mariva Global Asset Management and Mariva Capital Markets LLC. He is a FINRA Registered Principal, with the securities licenses Series 7, 4, 53, 63 and 24. Mr. Botero holds a Bachelor of Arts and Sciences in History from Florida International University.

His entire career has been embedded in financial regulation and customer protection. His relentless work ethic, passion and integrity are the fundamental elements that define the essential characteristics of qualified CCO’s.